Upcoming Events
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Upcoming Public Policy Forums to be Announced.
Public policy events at Rockefeller College and the University at Albany
Recent Forums and Events
The Fiscal Crisis Facing Local Governments: The National Perspective
Co-Sponsored by the New York Conference of Mayors, the New York State Association of Counties, and the Association of Towns of the State of New York.
April 11, 2013
Lt. Gov. Ravitch discusses local government fiscal distress from a state and federal perspective.
SummaryAudio
Video
The Fiscal Crisis Facing New York’s Local Governments
Co-sponsored by the New York Conference of Mayors, the New York State Association of Counties, and the Association of Towns of the State of New York
April 8, 2013
New York State Comptroller Thomas DiNapoli has issued a series of major reports on the budgetary pressures facing localities across New York State. The comptroller assesses the current condition of local governments in the Empire State and offers his outlook on what lies ahead.
SummaryAudio
Video
Handouts:
Fiscal Stress Monitoring System
Local Government Snapshot, January 2013
Comptroller DiNapoli's Remarks
Public Sector Pension Reform: Addressing Pressing Fiscal Realities from a Long-Term Perspective
December 7, 2012
The Rockefeller Institute and the TIAA-CREF Institute brought together state and local government officials, policymakers, association and union leaders, and top researchers to examine a variety of reforms in public sector retirement systems. This is a critical issue for the future of state and local governments, some of which are facing enormous fiscal pressures, which in turn directly or indirectly affect nearly all state and local public services as well as their current workforce. Co-sponsored by the TIAA-CREF Institute and the Rockefeller Institute of Government. A summary report on the conference will be issued early in 2013.
Opening Session
- H. Carl McCall, Chairman, Board of Trustees, The State University of New York, Welcoming Remarks
- Roger W. Ferguson, Jr., President and Chief Executive Officer, TIAA-CREF, Framing the Reform Challenge
- Donald J. Boyd, Senior Fellow, Nelson A. Rockefeller Institute of Government, Fiscal Challenges of Public Sector Pensions
- Moderator: Garrick Utley, Senior Fellow, SUNY Levin Institute
- Daniel R. Liljenquist, Former Member, Utah State Senate, The Pension Crisis & Utah's Response
- Chuck R. Reed, Mayor, City of San Jose, California Public Sector Pension Reform: Addressing Pressing Fiscal Realities from a Long-Term Perspective
- Lawrence Schwartz, Secretary to the Governor, The State of New York
- Lois Scott, Chief Financial Officer, City of Chicago
- Moderator: Thomas L. Gais, Director, Nelson A. Rockefeller Institute of Government
- Earl Pomeroy, Senior Counsel, Alston & Bird LLP; Former member U.S. House of Representatives
- Moderator: Garrick Utley, Senior Fellow SUNY Levin Institute
- Jeffrey R. Brown, William G. Karnes Professor of Finance, University of Illinois at Urbana-Champaign, TIAA-CREF Institute Fellow
- Robert L. Clark, Zelnak Professor, Poole College of Management, North Carolina State University; TIAA-CREF Institute Fellow
- Joshua M. Franzel, Vice President, Research, Center for State and Local Government Excellence
- David M. Morrell, University-Wide Benefits Administrator, The State University of New York
- Yvonne R. Walker, President, Local 1000, Service Employees International Union; Chair, Retirement Security Committee of the SEIU Executive Board
- Randi Weingarten, President, American Federation of Teachers
- Moderator: Paul J. Yakoboski, Senior Economist, TIAA-CREF Institute
- Garrick Utley, Senior Fellow SUNY Levin Institute
- Stephanie Bell-Rose, Senior Managing Director and Head of the TIAA-CREF Institute, TIAA-CREF
- Thomas L. Gais, Director, Nelson A. Rockefeller Institute of Government
Campaign Finance Reform in New York State: Regulating the Impact and Role of Money in Elections
December 3, 2012
Campaign finance reforms are once again a hot-button issue for New Yorkers. A panel of experts reviewed the problems posed by the ever-changing ways in which campaigns are financed, discussed what we know about how to deal with the issues and reforms currently before the Governor and the Legislature. The panel emphasized reforms in New York, though they also drew on developments and experiences from other states and the national level. Co-Sponsored by the Rockefeller Institute of Government and the League of Women Voters of New York State
Panelists include:Costas Panagopoulos, Associate Professor of Political Science and Director of the Center for Electoral Politics and Democracy and the graduate program in Elections and Campaign Management at Fordham University
Adam Skaggs, Senior Counsel, The Democracy Program of the Brennan Center for Justice
Michael J. Malbin, Executive Director, Campaign Finance Institute; Professor of Political Science, University at Albany (SUNY)
Jeffrey M. Stonecash, Maxwell Professor of Political Science, Maxwell School of Syracuse University
Barbara Bartoletti, Legislative Director, The League of Women Voters of New York State
Summary
Audio
Video
Malbin Presentation
Bartoletti Presentation
Preserving our Democracy (A Briefing Paper Prepared by the League of Women Voters of New York State)
New CFI Research on State and Local Elections (The Campaign Finance Institute)
A New New York: The Constitutional Dimension
November 29, 2012
For the first time in many years, two major constitutional amendments, first passed in 2012, will be considered by the New York State legislature in 2013 for second passage. If the proposed casino gambling and redistricting amendments pass again, they will be presented to the voters for approval in November of 2013. Moreover, we are growing closer to the required statewide vote every 20 years on the question: “Shall there be a convention to revise the constitution and amend the same?” It will occur in 2017. The Forum featured two panel discussions. The focused on the constitutional issues in anticipation of the 2013 legislative session. The second considered more generally what could, or should, be removed from the current constitution. Co-Sponsored by EffectiveNY.Com, the Center for Research, Regional Engagement and Outreach CRREO at SUNY New Paltz, the Rockefeller Institute of Government, and the Albany Law School. Supported by funds from The New Roosevelt Foundation.
Greetings and Introduction – William Samuels, Chairman, New Roosevelt
Audio
Video
State Constitution and State Constitutional Change – Gerald Benjamin, Director, CRREO
Panel I – Pending Actions and Recent Debates: Additions to the Constitution
Panel Chair: Peter Galie Emeritus Professor of Political Science at Canisius College, Buffalo, New York
Commentators:
- Richard Rifkin, Special Counsel to the NYS Bar Association
- Robert Batson, Government Lawyer in Residence at the Government Law Center of Albany Law School.
- Bruce Gyory, political and strategic consultant at Corning Place
Panel Chair: Christopher Bopst, Partner, Goldberg Segalla LLP, Buffalo, New York
Audio
Video
Commentators:
- Dan Feldman, Attorney, John Jay faculty, former Assembly member
- Alan Tarr, Distinguished Professor of Political Science and Director of the Center for State Constitutional Studies, Rutgers University-Camden
- Gerald Benjamin, Director CRREO
Video
Video
Luncheon Speaker — Judge Albert Rosenblatt, Judicial Fellow, New York University School of Law
Audio
Video
Oreos and Dubonnet: Remembering Governor Nelson A Rockefeller
A Book Forum
October 18, 2012
Authored by long-time Rockefeller advance man Joseph H. Boyd, Jr. and career political reporter, editor and publisher Charles R. Holcomb, Oreos and Dubonnet has been acclaimed by Rockefeller biographer and nationally prominent historian Richard Norton Smith for “reminding us of a time when politics could be fun as well as-yes-elevating.” Featured as part of the program will be a presentation by Mr. Holcomb on Boyd’s tenure with Rockefeller and what it was like to cover the Governor. These remarks by Mr. Holcomb will be followed by a panel discussion, moderated by award-winning political reporter and WCNY (NPR and PBS) News Director Susan Arbetter, and featuring former Rockefeller senior staff members.
Panelists include:John C. Egan, former Coordinator of Utilities for the Governor Rockefeller-created Office of General Services
John Hanna, Jr., Former Deputy Commissioner and General Counsel to the Department of Environmental Conservation and former Counsel to the Office of Employee Relations under Governor Rockefeller
Dr. Alan D. Miller, Former Commissioner of the Dept of Mental Hygiene under Governor Rockefeller
Joseph E. Persico, Former speechwriter to Governor and Vice President Rockefeller
Michael Whiteman, Former Counsel to Governor Rockefeller
Summary
Audio
Video
Distressed Residential Real Estate: Dimensions, Impacts, and Remedies
October 5, 2012
This day-long conference will examine the current state of distressed real estate in the nation, including the impact on home prices, home ownership and neighborhoods, as well as state and local government finances. The day will end with a panel discussion on potential remedies, including policies intended to lessen the likelihood of foreclosure and to speed the re-absorption of foreclosed properties back into occupied housing stock. The agenda follows.
WelcomeWilliam Dudley, President, Federal Reserve Bank of New York
Thomas Gais, Director, Rockefeller Institute
Session I: Estimating the Volume in the Foreclosure/REO Pipeline
Dick Peach, Senior Vice President, Federal Reserve Bank of New York
Jim Follain, Senior Fellow, Rockefeller Institute
Session II: Panel on Impacts of Foreclosures/Distressed Sales
Frank Nothaft, Chief Economist, Freddie Mac (Moderator, invited)
Mark Zandi, Chief Economist, Moody's Analytics
Paul Willen, Senior Economist and Policy Advisor, Federal Reserve Bank of Boston
Hui Shan, Mortgage Strategist, Goldman, Sachs & Co.
Ingrid Gould Ellen, Professor, New York University, Furman Center for Real Estate and Urban Policy
Lunch
Speaker: Governor Elizabeth A. Duke, Board of Governors of the Federal Reserve System
Session III: Impacts on State and Local Government Finances
Andy Haughwout, Vice President, Federal Reserve Bank of New York (Moderator)
Byron Lutz, Senior Economist, Board of Governors of the Federal Reserve System
Kim Rueben, Senior Fellow, The Urban Institute
Christopher Hoene, Center Director, Center for Research and Innovation, National League of Cities
Session IV: Remedies Panel
Professor Kathleen Engel, Associate Dean, Suffolk University Law School (Moderator)
Peter Tatian, Senior Research Associate, The Urban Institute
Kirsten Keefe, Senior Staff Attorney, Empire Justice Center
Joseph Tracey, Executive Vice President, Federal Reserve Bank of New York
Jim Orr, Assistant Vice President, Federal Reserve Bank of New York
P.J. McCarthy, Director, REO Alternative Dispositions, FannieMae (invited)
The Challenge of Mandate Relief in New York State
Co-sponsored by the Rockefeller Institute and the League of Women Voters of New York State
October 2, 2012
This Forum will focus on the challenges New York State localities face in dealing with diminished state aid and unfunded mandates imposed by the state. Panelists will discuss the prospects for state mandate relief on municipalities and school districts and how local governments are managing their responsibilities under difficult circumstances.
Panelists include:Robert L. Megna, New York State Budget Director
Senator Betty Little, New York State Senate
Stephen J. Acquario, Executive Director of the NYS Association of Counties
Timothy G. Kremer, Executive Director of NYS School Boards Association
Summary
Audio
Video
Acquario Presentation
Kremer Handout-NYSSBA Playbook
Kremer Handout-Public Comment Form
Kremer Handout-Review Process
Empire State Fellows Program
September 10-14, 2012
The inaugural group of Empire State Fellows began their work with training at the Rockefeller Institute. The Fellows program, part of Governor Andrew Cuomo’s New NY Leaders Initiative, is designed to prepare a new generation of leaders for policymaking roles in New York State government. The nine fellows, selected from a pool of more than 900 applicants, hail from diverse backgrounds and varied professions and were selected on the basis of their academic and professional experience, leadership potential and commitment to public service, as well as creativity. During their week at the Institute, they learned about such things as the structure and processes of state government, communicating effectively with internal and external audiences, and policy implementation. The Fellows will return to the Institute for further training and project work throughout their first year.
Safeguarding the Right to a Sound Basic Education in Times of Fiscal Constraint
June 20, 2012
In times of fiscal constraint, governors and legislatures must balance state budgets while ensuring that schools have the resources to provide students what the courts have defined as a “sound basic education.” Experts at this forum discussed the challenge of meeting both those requirements. The discussion was launched by Michael Rebell (pictured, left), head of The Campaign for Educational Equity at Teachers College, Columbia University, which champions the right of all children to meaningful educational opportunity. Responding were attorney John J. Faso (pictured, right), a partner at Manatt, Phelps & Phillips, former minority leader in the state Assembly and the Republican candidate for governor in 2006, and Robert N. Lowry, deputy director of the New York State Council of School Superintendents.
Audio and video recordings of the event are accessible below. A summary will be available soon.
SummaryAudio
Video
“What Works” Conference on Internationalization for Job Creation and Economic Growth
April 12-13, 2012
The Rockefeller Institute joined SUNY Global and the Organisation for Economic Co-operation and Development to host this two-day conference examining how internationalization can be leveraged to support economic development in the 21st century. Creative and effective approaches were highlighted against the urgency of a global economic crisis — with job creation, economic recovery policy, human capital development and innovation at the core of the discussion. The interplay between public policy, academia, and business and industry is key, experts said. This event was part of the OECD “What Works” conference series.
Click here to access a listing of the conference sessions, with links to papers, slide presentations, video and audio files.
The Politics of Health Care Reform in New York and
the Nation:
Looking Back and Looking Forward
April 10, 2012
Speakers examined the policy and political implications of the Affordable Care Act — the two-year-old health reform law — and potential further action by the Supreme Court, Congress and New York State policymakers. Institute Fellow Richard Kirsch (pictured), author of the book Fighting For Our Health, launched the forum with a discussion of the politics surrounding the passage of the act two years ago. Attorney Henry M. Greenberg, shareholder at Greenberg Traurig LLP, outlined the implications of possible decisions the U.S. Supreme Court could make as it considers the constitutionality of one of the act's key provisions. James R. Knickman, president of the New York State Health Foundation, talked about the impact of those decisions on New York State.
Audio and video recordings of the event are accessible below. A summary will be available soon.
SummaryAudio
Video

Higher Education and International Relations:
Role in Public Diplomacy?
March 6, 2012
This colloquium explored an emerging field of inquiry at the nexus of international relations and higher education studies. Over the past several decades, higher education has become an important actor in international relations as an increasing number of students, faculty, programs and institutions cross international borders. Nonetheless, education is scantly referenced in the field of international relations. This meeting was intended to build knowledge about higher education and, specifically, its role in international relations, economic development and public diplomacy around the world. Discussion focused on developing a scholarly agenda for the discovery, analysis and dissemination of research.

Audio
- David Lavallee, State University of New York
- Robert Gosende, University at Albany
- Tom Gais, Director, Rockefeller Institute of Government
- Jason E. Lane (pictured, top left), Director of Education Studies, Rockefeller Institute
"Higher Education Institutions as International Actors"
"A Brief Overview of Governmental Strategies"
Moderator: Jason Lane, Rockefeller Institute of Government
Video
- Mark Johnson, University of Wisconsin
- Kathryn Friedman, University at Buffalo
Slide presentation
- Dan Whitman, (pictured,upper left) American University
- Kevin Kinser, (pictured, left) University at Albany
Moderator: Brian Heuser, Vanderbilt University
Audio Video
- Stephen Dunnett, University at Buffalo
"Higher Education and Public Diplomacy"
- S. Ilgu Ozler, SUNY, New Paltz
"Internationalizing the curriculum"
- Michael McCarry, Alliance for International, Education and Cultural Exchange
Audio Video
- Robert Gosende, University at Albany
- Noel Lateef, Foreign Policy Association
- Rick A. Ruth, Bureau of Educational and Cultural Affairs
Moderators: Jason Lane, Kevin Kinser, Ilgu Ozler
Audio Video
Local Fiscal Challenges and New York’s Tax Cap
March 1, 2012
Local governments across New York State face intense fiscal pressures brought about by weakness in the economy, rising costs for employee benefits, the state’s new property tax cap and other factors. A number of mayors and county executives are warning that control boards or other extraordinary state intervention may be needed within the next year or two. Municipalities and school districts alike face conflicting voter demands that they limit taxes while preserving or expanding services. In this forum, experts from state and local governments, think tanks and advocacy organizations explored the nature and implications of these challenges, and offered varying perspectives on potential solutions. Speakers included The Honorable Thomas S. Richards (pictured), mayor of Rochester; Steven J. Hancox, New York State Deputy Comptroller for Local Government and School Accountability; James R. Follain, senior fellow at the Rockefeller Institute; Karen Scharff, director of Citizen Action of New York; Robert Lowry, deputy director, New York State Council of School Superintendents; E.J. McMahon, senior fellow at the Empire Center for New York State Policy; and James Rowley, Onondaga County Chief Financial Officer.
Audio
Video
Hancox's slide presentation
Follain's slide presentation and paper
Scharff's slide presentation
Lowry's slide presentation
McMahon's slide presentation
